Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 861 out of 1164
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
18/07/2012 |
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BLACK RIVER ASSET MANAGEMENT
|
| FSA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA BLACK RIVER ASSET MANAGEMENT (UK) LIMITED |
18/07/2012 |
-
HARRIS TRUST PRIVATE WEALTH MANAGEMENT
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WWW.HARRIS-TRUST.COM
|
| FSA (REINO UNIDO) | |
18/07/2012 |
-
FAXTOR SECURITIES
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WWW.FAXTORSECURITIES.CO.UK
|
| FSA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA IMC ASSET MANAGEMENT BV (ANTES DENOMINADA FAXTOR SECURITIES BV) |
11/07/2012 |
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BLUE RIDGE CAPITAL PARTNERS
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WWW.BLUERIDGEADVISORY.COM
|
| FSA (REINO UNIDO) | |
11/07/2012 |
-
BLUE RIDGE FINANCIAL GROUP
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WWW.BLUERIDGEFINANCIALGROUP.COM
|
| FSA (REINO UNIDO) | |
11/07/2012 |
-
BLUECREST CAPITAL MANAGEMENT
|
| FSA (REINO UNIDO) | LA SOCIEDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS SOCIEDADES DEL GRUPO BLUECREST QUE ESTÁN DEBIDAMENTE AUTORIZADAS |
11/07/2012 |
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EQUICAP CORPORATION
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WWW.EQUICAP-CORP.COM
|
| FMA (AUSTRIA) | |
11/07/2012 |
-
NATWEST BANK (UK) LIMITED
|
| JFSC (JERSEY) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON EL GRUPO RBS INTERNATIONAL LIMITED QUIEN ACTÚA BAJO LA MARCA NAWEST |
11/07/2012 |
-
BLANKA NOVA
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WWW.BLANKANOVA.COM
|
| FSA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA PERSONA DEBIDAMENTE AUTORIZADA CON ESE MISMO NOMBRE |
11/07/2012 |
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B & T BROKERS
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WWW.BTBROKERS.NET
|
| FSA (REINO UNIDO) | |
Consultation criteria: By type unauthorised entities.