As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 912 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/08/2011
  • GLOBAL INVESTMENT GROUP
  • WWW.GLOBAL-IG.COM
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
03/08/2011
  • FIRST INVESTMENT INTERNATIONAL FUNDS PLC
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
03/08/2011
  • CRISTOS INVESTMENTS SA
  • WWW.CRISTOSINVESTMENTS.COM
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
03/08/2011
  • CRAWFORD & KNIGHT
  • WWW.CRAWFORDKNIGHT.COM
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
03/08/2011
  • BUTLER INVESTMENT MANAGERS
  • WWW.BUTLER-INVESTMENTS.COM
  • WWW.BUTLER-INVESTMENTMANAGERS.COM
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO)SIN RELACION CON LA FIRMA BUTLER INVESTMENT MANAGERS LTD AUTORIZADA POR LA FSA CON EL NUMERO 477024
03/08/2011
  • ALLENDALE FINANCIAL SERVICES LIMITED 1959
  • HTTP://ALLEN-DALE-LTD-1959.CO.UK
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
03/08/2011
  • NAB SECURITIES, INC
  • WWW.NABSECURITIESINC.COM
A warning PDF of date 03/08/2011 (new window) FSAN (NORUEGA) 
03/08/2011
  • MUNDIAL SECURITIES
  • WWW.MUNDIALSECURITIES.COM
A warning PDF of date 03/08/2011 (new window) FSAN (NORUEGA) 
03/08/2011
  • WORLD TRADE INSTITUTE
  • WWW.WTI24.COM
A warning PDF of date 03/08/2011 (new window) FMA (AUSTRIA) 
03/08/2011
  • FOREXTRADINGSERVICE AG LTD.
  • WWW.FOREXTRADINGSERVICE.CH
A warning PDF of date 03/08/2011 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities.