As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 913 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/08/2011
  • CHURCHILL INTERNATIONAL GROUP
  • CHURCHILL CAPITAL
  • WWW.CHURCHILLINTERNATIONAL.CO.CC
A warning PDF of date 18/08/2011 (new window) FSA (REINO UNIDO)SIN RELACIÓN CON CHURCHILL CAPITAL UK LTD., REGISTRADA CON LA FSA CON EL NUM. 225631
18/08/2011
  • CHURCHILL CAPITAL
  • CHURCHILL INTERNATIONAL GROUP
  • WWW.CHURCHILLINTERNATIONAL.CO.CC
A warning PDF of date 18/08/2011 (new window) FSA (REINO UNIDO)SIN RELACIÓN CON CHURCHILL CAPITAL UK LTD., REGISTRADA CON LA FSA CON EL NUM. 225631
18/08/2011
  • APOLLO TIGER FUND
  • WWW.APOLLOFUNDSGUERNSEY.COM
  • WWW.APOLLOGUERNSEY.COM
  • WWW.APOLLO-TIGERFUND.COM
A warning PDF of date 18/08/2011 (new window) FSA (REINO UNIDO)SIN RELACIÓN CON MARLBOROUGH TIGER FUND LTD REGISTRADO CON LA FSA CON EL NUM. 451823
10/08/2011
  • WESTMINSTER FINANCIAL SERVICES
  • WWW.WFSINT.COM
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
10/08/2011
  • WWW.INFO@SWISS-FR.COM
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
10/08/2011
  • SANDFORD HALE & CO.
  • WWW.SANDFORD-HALE.COM
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
10/08/2011
  • MONTROSE GROUP
  • WWW.MONTROSE-GROUP.COM
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO)ESTA SOCIEDAD NO TIENE NINGUNA RELACIÓN CON LA SOCIEDAD INGLESA MONTROSE FASTENERS LIMITED (COMPANIES HOUSE NO: 02646431).
10/08/2011
  • INTUITION CAPITAL CORPORATION
  • WWW.INFO@INTUITIONCAPITAL.COM
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
10/08/2011
  • HEWITT & STERN
  • WWW.HEWITTSTERN.COM
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
10/08/2011
  • GLENCORE INTERNATIONAL PLC
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.