As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 934 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/04/2011
  • DISTRESSED ACQUISITIONS COMMISSION
  • WWW.DISTRESSEDAC.COM
A warning PDF of date 20/04/2011 (new window) FSA (REINO UNIDO) 
20/04/2011
  • CROMWELL AND GOODWIN
  • WWW.CROMWELLGOODWIN.COM
A warning PDF of date 20/04/2011 (new window) FSA (REINO UNIDO) 
20/04/2011
  • MORETTI ASSOCIATES
  • WWW.MORETTI-ASSOCIATES.COM
A warning PDF of date 20/04/2011 (new window) FSAN (NORUEGA) 
20/04/2011
  • LANTAU INTERNATIONAL
  • WWW.LANTAU-INTERNATIONAL.COM
A warning PDF of date 20/04/2011 (new window) FSAN (NORUEGA) 
20/04/2011
  • EXCELSUS BUSINESS SERVICES
  • HTTP://EXCELSUSBUSINESSSERVICES.COM
A warning PDF of date 20/04/2011 (new window) FSAN (NORUEGA) 
20/04/2011
  • TPG SECURITIES
A warning PDF of date 20/04/2011 (new window) EI_CBI (IRLANDA) 
20/04/2011
  • SUD INTERNET SERVICES LIMITED
A warning PDF of date 20/04/2011 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
20/04/2011
  • LOYAL BANK LIMITED
A warning PDF of date 20/04/2011 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
20/04/2011
  • CASPIAN INVESTMENTS LIMITED
A warning PDF of date 20/04/2011 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
20/04/2011
  • 4USIGNALS.COM
  • HTTP://4USIGNALS.COM
A warning PDF of date 20/04/2011 (new window) CYSEC (CHIPRE) 

Consultation criteria: By type unauthorised entities.