As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 1168
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/12/2004
  • BANCO DE DESARROLLO AGROPECUARIO (BANGADRO)
A warning PDF of date 01/12/2004 (new window) VEN (VENEZUELA) 
16/02/2005
  • HAMILTON MARKETING
  • WWW.HAMILTON-MARKETING.COM
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
14/01/2009
  • FX RUN LTD.
  • DIRK HENDRIK REERINK
  • RICHARD BURGER
A warning PDF of date 14/01/2009 (new window) SSMA (ESLOVENIA) 
16/02/2005
  • KS ASSET MANAGEMENT SCHWEIZ AG
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
18/11/2009
  • POSREDOVANJE, ONASSIS ALEX, S.P.
  • HTTP://WWW.ONASSIS.SI/INDEX.HTML
A warning PDF of date 18/11/2009 (new window) SSMA (ESLOVENIA) 
16/02/2005
  • KS ASSET MANAGEMENT AG
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
05/06/2013
  • LEAD MANAGEMENT LIMITED
  • HTTP://WWW.LEADMANAGEMENTGROUP.COM
A warning PDF of date 05/06/2013 (new window) SSMA (ESLOVENIA) 
18/04/2012
  • TARLIN INVESTMENT MANAGEMENT
A warning PDF of date 18/04/2012 (new window) SSMA (ESLOVENIA) 
21/04/2010
  • WWI GROUP CORP
  • HTTP://WWW.WWICORPORATION.COM/
A warning PDF of date 21/04/2010 (new window) SSMA (ESLOVENIA) 
04/07/2012
  • WWW.ALTAINVEST.INFO
  • NFINVEST
A warning PDF of date 04/07/2012 (new window) SSMA (ESLOVENIA) 

Consultation criteria: By type unauthorised entities.