Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 1082 out of 1164
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
23/11/2022 |
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PINNACLE ICAV (CLONE)
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HTTPS://PINNACLE-ICAV.COM/ (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA PINNACLE ICAV |
21/12/2022 |
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA FINANCE ONE LTD |
15/02/2023 |
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GOLDMAN SACHS ASSET MANAGEMENT FUND SERVICES LIMITED (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LAS ENTIDADES LEGÍTIMAMENTE REGISTRADAS EN IRLANDA Y REINO UNIDO GOLDMAN SACHS ASSET MANAGEMENT FUND SERVICES LIMITED Y GOLDMAN SACHS INTERNATIONAL |
19/05/2021 |
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NORTHERN GLOBAL FUNDS (CLONE)
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HTTPS://NORTHERNGLOBALFUNDS.COM
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NORTHERN TRUST GLOBAL FUNDS PLC. |
15/02/2023 |
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LOANS DELUXE
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WWW.LOANSDELUXE.COM
|
| CBI (IRLANDA) | |
15/02/2023 |
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DEUTSCHE BANK AG (CLONE)
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DEUTSCHE INTERNATIONAL CORPORATE SERVICES LIMITED (CLONE)
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WWW.INVEST-IRELAND.ORG (CLONE)
|
| CBI (IRLANDA) | LAS ENTIDADES ADVERTIDAS UTILIZAN INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LAS ENTIDADES LEGÍTIMAMENTE REGISTRADAS EN IRLANDA DEUTSCHE BANK AG Y DEUTSCHE INTERNATIONAL CORPORATE SERVICES LIMITED |
01/02/2023 |
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ADVANCED SOFTWARE SOLUTIONS (OPERANDO COMO INVCENTER)
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WWW.INVCENTER.COM
|
| CBI (IRLANDA) | |
19/05/2021 |
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BROOKFIELD INVESTMENT FUNDS PLC (CLONE)
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WWW.BIFPLC.COM
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN BROOKFIELD INVESTMENT FUNDS (UCITS) PLC. |
07/08/2019 |
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HILL LAW ASSOCIATES (EEUU)
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HTTPS://HILL-LAWASSOCIATES.NET
|
| CBI (IRLANDA) | |
01/02/2023 |
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GLOBAL SOFTWARE SOLUTIONS (OPERANDO COMO QTECK)
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WWW.QTECK.IO
|
| CBI (IRLANDA) | |
Consultation criteria: By type unauthorised entities.