As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/03/2007
  • STRATEGIC CAPITAL PARTNERS PORTFOLIO MANAGEMENT AG
  • WWW.STRATEGICCAPITAL.CH
A warning PDF of date 14/03/2007 (new window) SSMA (ESLOVENIA) 
25/08/2020
  • LIBRA MARKETS / GLOBAL MARKETS
A warning PDF of date 25/08/2020 (new window) SSMA (ESLOVENIA) 
29/12/2010
  • PROFIT CLUB S.A.
  • HTTP://PROFITCLUBGROUP.COM/
A warning PDF of date 29/12/2010 (new window) SSMA (ESLOVENIA) 
30/07/2014
  • WORTH LTD.
  • HTTP://VENETFX.COM
A warning PDF of date 30/07/2014 (new window) SSMA (ESLOVENIA) 
13/02/2008
  • GLOBAL PENSION PLAN
A warning PDF of date 13/02/2008 (new window) SSMA (ESLOVENIA) 
23/11/2011
  • QUANTUM FINANCE MANAGEMENT LIMITED
  • HTTP://WWW.QUANTUM-FM.CO.UK/
A warning PDF of date 23/11/2011 (new window) SSMA (ESLOVENIA) 
11/02/2009
  • COOPER AND YORK
  • WWW.COOPERANDYORK.HK
A warning PDF of date 11/02/2009 (new window) SFSA (SUECIA) 
18/11/2015
  • AZTEC GROUP (CLON)
  • WWW.AZTEC-GROUP.COM
A warning PDF of date 18/11/2015 (new window) SFSA (SUECIA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
06/05/2009
  • PACIFIC RIM WEALTH MANAGEMENT
  • WWW.PACIFICRIMWEALTHMGMT.COM
A warning PDF of date 06/05/2009 (new window) SFSA (SUECIA) 
06/05/2009
  • MILTON WILLARD FINANCIALS
  • WWW.MILTONWILLARD.COM
A warning PDF of date 06/05/2009 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.