As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1056 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/08/2016
  • BAUMER MANSOOR FINANCIAL ADVISORY (CLON)
  • WWW.BAUMERMANSOOR.COM
A warning PDF of date 03/08/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
14/12/2022
  • BAUMANN & PARTNERS (CLONE)
  • WWW.BAUMANN-AND-PARTNERS.COM/ (CLONE)
A warning PDF of date 14/12/2022 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE DE PERSONAS QUE UTILIZAN INDEBIDAMENTE LOS DATOS DE LAS ENTIDADES LEGÍTIMAMENTE REGISTRADAS EN LUXEMBURGO BAUMANN & PARTNERS S.A. Y BAUMANN & PARTNERS - FIS
08/08/2018
  • BAUMAN LTD
  • HTTPS://AVA.INVESTMENTS
A warning PDF of date 08/08/2018 (new window) CONSOB (ITALIA) 
26/02/2020
  • BAUMAN LTD
  • PACIFIC CONSULTING CO LTD
  • HTTPS://AVAINVESTMENTSGROUP.COM
A warning PDF of date 26/02/2020 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
10/10/2019
  • BAUMAN LTD
  • WWW.AVAIT.INVESTMENTS
A warning PDF of date 10/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
08/06/2016
  • BAUER SCHMIDT & GUENTER (CLON)
  • WWW.BAUERSCHMIDT-GUENTER.COM
A warning PDF of date 08/06/2016 (new window) FCA (REINO UNIDO) 
15/07/2009
  • BAUER & WEISS ASSOCIATES (SWITZERLAND AND THE UNITED KINGDOM
A warning PDF of date 15/07/2009 (new window) IFSRA (IRLANDA) 
23/11/2022
  • BATCOIN
  • WWW.BATCNS.VIP
A warning PDF of date 23/11/2022 (new window) FSMA (BELGICA) 
09/04/2019
  • BAT FINANCIAL MANAGEMENT (CLON)
  • WWW.BATFINANCIALMANAGEMENT.COM
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
16/11/2022
  • BASETRADEGLOBALINVESTMENT.NET
  • HTTPS://BASETRADEGLOBALINVESTMENT.NET/
A warning PDF of date 16/11/2022 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.