As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 822 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/05/2013
  • DEPARTMENT OF FOREING INVESTMENT CONTROL
  • WWW.DFIC.US
  • WWW.GOV.DFIC.US
A warning PDF of date 29/05/2013 (new window) FCA (REINO UNIDO) 
29/05/2013
  • CAPITA REGISTRARS GROUP
A warning PDF of date 29/05/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS CAPITA IRG TRUSTEES LTD; CAPITA REGISTRARS LIMITED NI CON LA ENTIDAD CAPITA REGISTRARS (IRELAND) LIMITED
29/05/2013
  • ALLIANCE DIRECT MANAGEMENT
  • WWW.ALLIANCEDIRECT.COM
  • WWW.ALLIANCEDIRECTMANAGEMENT.COM
  • WWW.ALLIANCEDIRECTMANAGEMENT.ORG
  • WWW.ALLIANCEDIRECTMANAGEMENTUPDATE.CO.UK
A warning PDF of date 29/05/2013 (new window) FCA (REINO UNIDO) 
29/05/2013
  • SAAD GROUP MALTA
  • SAAD GROUP BANK OF MALTA
  • SAAD BANK EUROPE LIMITED
  • HTTP://SB.SAADGROUPMT.NET/
A warning PDF of date 29/05/2013 (new window) MFSA (MALTA) 
29/05/2013
  • NELSON CAPITAL ADVISORS
A warning PDF of date 29/05/2013 (new window) EI_CBI (IRLANDA) 
29/05/2013
  • THE CELTIC GROUP
A warning PDF of date 29/05/2013 (new window) EI_CBI (IRLANDA) 
22/05/2013
  • HERMANN BROTHERS GROUP
  • WWW.HERMANNBROTHERSGROUP.COM
A warning PDF of date 22/05/2013 (new window) FCA (REINO UNIDO) 
22/05/2013
  • EDGEWOOD EQUITIES CAPITAL INVESTMENT INC
  • WWW.EDGEWOODEQUITIES.COM
A warning PDF of date 22/05/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD AUTORIZADA EDGEWOOD L SELECT
16/05/2013
  • RUSSELL ACQUISITION GROUP
  • HTTP://RUSSELLACQGROUP.COM/
A warning PDF of date 16/05/2013 (new window) FCA (REINO UNIDO) 
16/05/2013
  • PACIFIC VENTURES CONSULTANCY
  • WWW.PACIFICVENTURESINC.COM
A warning PDF of date 16/05/2013 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.