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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 822 out of 915
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/11/2006
  • MORLEY THOMPSON INC.
  • WWW.MORLEYTHOMPSON.COM
A warning PDF of date 08/11/2006 (new window) SFSA (SUECIA) 
08/11/2006
  • GLOBAL LINK MERGERS & ACQUISITIONS
  • WWW.GLOBALLINKMA.COM
A warning PDF of date 08/11/2006 (new window) SFSA (SUECIA) 
08/11/2006
  • GC INVESTMENT CREDIT & TRUST EKONOMISK FÖRENING
  • WWW.GCICT.COM
A warning PDF of date 08/11/2006 (new window) SFSA (SUECIA) 
08/11/2006
  • DIGITAL 1 MEDIA, INC.
  • WWW.DIGITAL1MEDIA.COM
A warning PDF of date 08/11/2006 (new window) SFSA (SUECIA) 
08/11/2006
  • NORBERT ASSOCIATES
  • WWW.NORBERTASSOCIATES.COM
A warning PDF of date 08/11/2006 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
22/11/2006
  • PAN-INDEX LIMITED
  • WWW.PAN-INDEX.COM
  • 888.PAN-INDEX.COM
A warning PDF of date 22/11/2006 (new window) SFC (HONG KONG) 
22/11/2006
  • NEWMAN BELL MERGERS & ACQUISITIONS
  • WWW.NEWMANBELL.COM
A warning PDF of date 22/11/2006 (new window) SFC (HONG KONG) 
22/11/2006
  • MERCHANT LERNER & ASSOCIATES
  • WWW.MERCHANTLERNER.COM
A warning PDF of date 22/11/2006 (new window) SFC (HONG KONG) 
25/10/2006
  • DIVERSIFIED CAPITAL MANAGEMENT LTD
  • WWW.DCMANAGEMENTONLINE.COM
A warning PDF of date 25/10/2006 (new window) SFSA (SUECIA) 
25/10/2006
  • MAILPOST EXPRESS
  • WWW.MPSXPR.COM
A warning PDF of date 25/10/2006 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities.