As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 823 out of 915
Search for Public warnings issued by foreign Securities Regulators
| Date | Targeted companies | Document (English) | Regulator | Comments |
| 25/10/2006 |
-
LOMAX & PARTNER SEVICES LIMITED (SIC)
|
| FSC (ISLA DE MAN) | |
| 25/10/2006 |
-
LOMAX & PARTNER SERVICES LIMITED
|
| FSC (ISLA DE MAN) | |
| 25/10/2006 |
|
| FSC (ISLA DE MAN) | |
| 15/11/2006 |
-
GORDON STANFORD ACQUISITIONS
|
| SFC (HONG KONG) | |
| 15/11/2006 |
-
THE XENON GROUP
-
WWW.THEXENONCOMPANY.COM
|
| SFC (HONG KONG) | |
| 15/11/2006 |
-
HONESTY INTERNATIONAL HOLDINGS LIMITED
-
WWW.HIH168.COM
|
| SFC (HONG KONG) | |
| 15/11/2006 |
-
LEONARD BERNEY AND IPM INVESTMENT PROGRAM MANAGEMENT
|
| SFC (HONG KONG) | |
| 15/11/2006 |
-
HERO ELEGANT GLOBAL SERVICES LIMITED
-
WWW.HEROGLOBAL.COM.CN
|
| SFC (HONG KONG) | |
| 15/11/2006 |
-
GATEWAY CORPORATE SERVICES LIMITED
|
| SFC (HONG KONG) | |
| 25/10/2006 |
|
| FSC (ISLA DE MAN) | |
Consultation criteria: By type unauthorised entities.