As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 824 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/05/2013
  • HAYES ASSOCIATES
  • WWW.HAYESASSOCIATES.ORG
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO) 
08/05/2013
  • EMERALD SECURITIES
  • WWW.EMERALD-SECURITIES.COM
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO) 
08/05/2013
  • DEVERE & PARTNERS UK LIMITED / DEVERE LTD
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEVERE & PARTNERS (UK) LIMITED
08/05/2013
  • BENEFIT PLANNERS INTL
  • WWW.BPIWEALTH.COM
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA ESTÁ UTILIZANDO EL NOMBRE Y DATOS DE CONTACTO DE BENFIT PLANNERS INTERNATIONAL SPLR, ENTIDAD REGISTRADA ANTERIORMENTE PERO QUE ACTUALMENTE NO ESTÁ ACTIVA
08/05/2013
  • APOLLO FINANCIAL MANAGEMENT
  • WWW.FINANCIALMANAGEMENTA.COM
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO) 
08/05/2013
  • HAVEN LINK COMMODITIES
  • HTTP://HAVENLINKCOMMODITIES.COM/
A warning PDF of date 08/05/2013 (new window) FSAN (NORUEGA) 
08/05/2013
  • STOCKBRIDGE PARTNERS
  • WWW.STOCKBRIDGEPARTNERS.COM
A warning PDF of date 08/05/2013 (new window) FMA (AUSTRIA) 
30/04/2013
  • NEWPORT INTERNATIONAL GROUP
  • HTTP://WWW.NEWPORTINTERNATIONALGROUP.COM/INDEX.HTML
A warning PDF of date 30/04/2013 (new window) FSAN (NORUEGA) 
30/04/2013
  • FLEX CAPITAL PARTNERS
  • HTTP://FLEXCAPITALPARTNERS.COM/INDEX.HTML
A warning PDF of date 30/04/2013 (new window) FSAN (NORUEGA) 
30/04/2013
  • WALTON JOHNSON & CO
  • WWW.WJCCORPORATE.COM
A warning PDF of date 30/04/2013 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.