As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 825 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/03/2013
  • IRONBRIDGE CAPITAL
  • WWW.IRONBRIDGE-CAPITAL.COM
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
27/03/2013
  • HALLMARK FINANCIAL SOLUTIONS LTD
  • WWW.HALLMARKFINANCE.CO.UK
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
27/03/2013
  • GENEVE INVEST (EUROPE) S.A.R.L.
  • WWW.GENEVEINVESTIRELAND.COM
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
27/03/2013
  • FRANK GOLDENBERG YOSHI
  • WWW.FGY.COM.HK
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
27/03/2013
  • FINANCIAL TRADING BOARD
  • WWW.GOV.FINTB.US
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
27/03/2013
  • FEINLER MANAGEMENT GROUP
  • HTTP://WWW.FEINLERGROUP.COM
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
27/03/2013
  • EUROPEAN VALUE PARTNER ADVISORS (EVPA)
  • HTTP://WWW.EUROPEANVALUEPARTNERADVISORS.COM
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
27/03/2013
  • DEPARTMENT OF FINANCIAL TRADING
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
27/03/2013
  • CHARLES SCHWAB
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
27/03/2013
  • BLACKSWAN MORGAN
  • WWW.BLACKSWANMORGAN.COM
  • WWW.BLACKSWANMORGAN.NET
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.