As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 851 out of 1087
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/06/2005
  • SECURITY AND EQUITY CORPORATION
A warning PDF of date 15/06/2005 (new window) FSC (ISLA DE MAN) 
23/05/2017
  • SECURITY CAPITAL CONSULTANTS
  • WWW.SCCGRPINTL.COM
A warning PDF of date 23/05/2017 (new window) FCA (REINO UNIDO) 
01/09/2021
  • SEE MY FIXED RATES
  • HTTPS://SEEMYFIXEDRATES.COM
A warning PDF of date 01/09/2021 (new window) FCA (REINO UNIDO) 
24/02/2003
  • SEED INTERNATIONAL, LTD.
A warning PDF of date 24/02/2003 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
09/02/2011
  • SEEWEST HOLDINGS LTD
  • HTTP://WWW.SWPROFITS.COM
A warning PDF of date 09/02/2011 (new window) CYSEC (CHIPRE) 
09/03/2022
  • SEGIOTRADE.LTD
  • WWW.SEGIOTRADE.LTD
A warning PDF of date 09/03/2022 (new window) FCA (REINO UNIDO) 
28/09/2022
  • SEI INVESTMENTS (CLONE)
  • WWW.SEIINVESTMENT.COM (CLONE)
A warning PDF of date 28/09/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO LOS DATOS Y CONTENIDO DE LA PÁGINA WEB DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA, SEI INVESTMENTS.
16/06/2010
  • SEKULIC DRAGON
  • WWW.SEKULICDRAGON.COM
A warning PDF of date 16/06/2010 (new window) SFC (HONG KONG) 
21/07/2010
  • SELECT AMERICAN TRANSFER CO.
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 
01/03/2006
  • SELECT CAPITAL MANAGEMENT CORPORATION
A warning PDF of date 01/03/2006 (new window) NAFM (PAISES BAJOS (HOLANDA)) 

Consultation criteria: By type unauthorised entities.