As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

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Page 853 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/02/2023
  • PROTONFOREX / PROTON BROKERS
  • WWW.PROTONFOREX.COM
  • WWW.PROTONBROKERS.COM
A warning PDF of date 08/02/2023 (new window) FCA (REINO UNIDO) 
12/01/2022
  • PROTRADEFXT
  • HTTPS://PROTRADEFXT.COM/
A warning PDF of date 12/01/2022 (new window) FCA (REINO UNIDO) 
05/05/2004
  • PROVIDENCE FINANCIAL TRUST
A warning PDF of date 05/05/2004 (new window) FSC (ISLA DE MAN) 
26/10/2016
  • PROVIDENT CAPITAL MANAGEMENT
  • HTTP://WWW.PROVIDENT-TRADING.COM/
A warning PDF of date 26/10/2016 (new window) MFSA (MALTA) 
14/12/2011
  • PROVIDEO FINANCIAL
A warning PDF of date 14/12/2011 (new window) FSMA (BELGICA) 
07/10/2020
  • PRUDENTIAL (CLON)
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA PRUDENTIAL PLC
07/10/2020
  • PRUDENTIAL BONDS / PRUDENTIAL FINANCIAL PLANNING (CLON)
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 
19/10/2016
  • PRUDENTIAL CONSULTANTS / PRUDENTIAL GROUP
  • WWW.PRUDENTIALCONSULTANTS.COM
A warning PDF of date 19/10/2016 (new window) FCA (REINO UNIDO) 
21/11/2012
  • PRUDENTIAL GLOBAL GROUP
  • WWW.PRUDENTIALGLOBALGROUP.COM
A warning PDF of date 21/11/2012 (new window) FSA (REINO UNIDO) 
13/01/2016
  • PRUSIK (CLON)
  • PRUSIKPLC.CO.UK
A warning PDF of date 13/01/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN

Consultation criteria: By type unauthorised entities.