As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 853 out of 1114
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/04/2002
  • FINANCIAL CURRENCY CONSULTANTS LTD.
A warning PDF of date 05/04/2002 (new window) EI_CBI (IRLANDA) 
12/03/2002
  • CLEARING SERVICES
A warning PDF of date 12/03/2002 (new window) EI_CBI (IRLANDA)VER ADVERTENCIAS CNMV
19/01/2011
  • ROONEY GALLAGHER PRIVATE EQUITY PARTNERS LLC
A warning PDF of date 19/01/2011 (new window) EI_CBI (IRLANDA) 
28/03/2003
  • WELLS INTERNATIONAL INVESTMENTS LIMITED
A warning PDF of date 28/03/2003 (new window) EI_CBI (IRLANDA) 
20/04/2011
  • TPG SECURITIES
A warning PDF of date 20/04/2011 (new window) EI_CBI (IRLANDA) 
05/03/2002
  • CRANLEY & ASSOCIATES S.L.
A warning PDF of date 05/03/2002 (new window) EI_CBI (IRLANDA)VER ADVERTENCIAS CNMV
05/07/2006
  • STONEWELL FINANCE
A warning PDF of date 05/07/2006 (new window) EI_CBI (IRLANDA) 
05/03/2002
  • POWERS BOOTH LTD
A warning PDF of date 05/03/2002 (new window) EI_CBI (IRLANDA) 
13/12/2002
  • PRIME PACIFIC HOLDINGS LIMITED
A warning PDF of date 13/12/2002 (new window) EI_CBI (IRLANDA) 
21/02/2003
  • CAMBRIDGE GLOBAL LTD.
A warning PDF of date 21/02/2003 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities.