As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 856 out of 1195
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/10/2011
  • GREENWAY CONSULTANCY
  • WWW.GREENWAYCONSULTANCYGRP.COM
A warning PDF of date 26/10/2011 (new window) FSA (REINO UNIDO) 
26/10/2011
  • GREENFIELD AND ASSOCIATES
  • WWW.GREENFIELDCONSULTANCY.COM
A warning PDF of date 26/10/2011 (new window) FSA (REINO UNIDO) 
26/10/2011
  • GOLD ASSET MANAGERS
  • WWW.GOLDASSETMANAGERS.COM
A warning PDF of date 26/10/2011 (new window) FSA (REINO UNIDO) 
12/05/2003
  • WINDSOR ASSET MANAGEMENT
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
29/06/2011
  • LEGGMASON INVESTORS ASSET MANAGERS PLC
  • WWW.LEGGMASON.NET
  • WWW.LMPLC.NET
A warning PDF of date 29/06/2011 (new window) FSA (REINO UNIDO) 
29/06/2011
  • GLOBALBANC FINANCIAL SERVICES LIMITED
  • WWW.GLOBALBANCGROUP.COM
A warning PDF of date 29/06/2011 (new window) FSA (REINO UNIDO) 
06/07/2011
  • CORPORATE ONE ASSET MANAGEMENT
  • WWW.CORPORATEONEASSETMGM.COM
A warning PDF of date 06/07/2011 (new window) FSA (REINO UNIDO) 
06/07/2011
  • AZ MARKETS
  • WWW.AZ-MARKETS.COM
A warning PDF of date 06/07/2011 (new window) FSA (REINO UNIDO) 
12/05/2003
  • CONDOR RESEARCH
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
29/06/2011
  • FIRST INC LIMITED
  • WWW.FIRSTINCLTD.COM
A warning PDF of date 29/06/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.