As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 1137
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/09/2009
  • ZAMMIT FINANCIAL MANAGEMENT GROUP
A warning PDF of date 16/09/2009 (new window) CYSEC (CHIPRE) 
05/07/2023
  • ZADEPRO GLOBAL
  • WWW.ZADEPROGLOBAL.COM
A warning PDF of date 05/07/2023 (new window) FCA (REINO UNIDO) 
07/06/2023
  • ZADE INVESTMENT LIMITED / ZADE INVEST
  • WWW.ZADEINVST.COM
A warning PDF of date 07/06/2023 (new window) FCA (REINO UNIDO) 
31/07/2019
  • YVES KAPITAL TRADING / YK KAPITAL / YK TRADING (CLON)
  • WWW.YVESKAPITALTRADING.COM
A warning PDF of date 31/07/2019 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NADA QUE VER CON LA ENTIDAD DEBIDAMENTE REGISTRADA YVES ABITBOL
05/07/2017
  • YUKON GLOBAL LTD / TRADETECH FIN LTD / TOP MEDIA LTD
  • WWW.FOREX-POINT.COM
A warning PDF of date 05/07/2017 (new window) CONSOB (ITALIA) 
16/05/2018
  • YUKON GLOBAL LTD
  • WWW.FOREX-POINT.COM
A warning PDF of date 16/05/2018 (new window) CONSOB (ITALIA) 
19/05/2021
  • YOUR INVESTMENT ADVICE
  • HTTPS://YOURINVESTMENTADVICE.COM/
A warning PDF of date 19/05/2021 (new window) FCA (REINO UNIDO) 
04/12/2019
  • YOUR CLAIMS MANAGEMENT
A warning PDF of date 04/12/2019 (new window) FCA (REINO UNIDO) 
31/08/2005
  • YOUNGSON INTERNATIONAL HOLDINGS LIMITED
A warning PDF of date 31/08/2005 (new window) SFC (HONG KONG) 
31/08/2005
  • YOUNGSON INTERNATIONAL HOLDING
A warning PDF of date 31/08/2005 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities.