As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 915 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/08/2011
  • BLUE SKY MANAGEMENT
  • WWW.BLUE-SKY-MANAGEMENT.COM
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
10/08/2011
  • ALTERNATIVE INVESTMENTS ADVISORS
  • WWW.ALTERNATIVEINVESTMENTSAB.COM
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
10/08/2011
  • CAPSTONE FINANCIAL GROUP UK
  • WWW.CAPSTONEFINANCIALUK.COM
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
10/08/2011
  • GLENCORE INTERNATIONAL PLC
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
10/08/2011
  • FINAL HURDLE LTD
  • WWW.FINAL-HURDLE.COM
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
03/08/2011
  • NAB SECURITIES, INC
  • WWW.NABSECURITIESINC.COM
A warning PDF of date 03/08/2011 (new window) FSAN (NORUEGA) 
03/08/2011
  • MUNDIAL SECURITIES
  • WWW.MUNDIALSECURITIES.COM
A warning PDF of date 03/08/2011 (new window) FSAN (NORUEGA) 
03/08/2011
  • BUTLER INVESTMENT MANAGERS
  • WWW.BUTLER-INVESTMENTMANAGERS.COM
  • WWW.BUTLER-INVESTMENTS.COM
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO)SIN RELACION CON LA FIRMA BUTLER INVESTMENT MANAGERS LTD AUTORIZADA POR LA FSA CON EL NUMERO 477024
03/08/2011
  • ALLENDALE FINANCIAL SERVICES LIMITED 1959
  • HTTP://ALLEN-DALE-LTD-1959.CO.UK
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
03/08/2011
  • DONALDSON AND TURNER LTD.
  • WWW.DONALDSONANDTURNER.COM
A warning PDF of date 03/08/2011 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities.