Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 1065 out of 1164
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
01/10/2008 |
-
GLOBE ALLIANCE LIMITED
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WWW.GLOBALOPTIONS.BE
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WWW.GLOBALCGP.COM
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WWW.GLOBALOPTIONS.ORG
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GLOBAL COMMODITIES INC.
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GLOBAL OPTIONS GROUP
|
| SFC (HONG KONG) | |
01/10/2008 |
-
ECM TRADING LIMITED
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WWW.ECMFOREX.COM
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ELECTRONIC CAPITAL MARKETS LIMITED
|
| SFC (HONG KONG) | |
01/10/2008 |
-
ELECTRONIC CAPITAL MARKETS LIMITED
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WWW.ECMFOREX.COM
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ECM TRADING LIMITED
|
| SFC (HONG KONG) | |
20/05/2009 |
-
WINSLOW TRADE
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WWW.WINSLOWESCROW.COM
|
| SFC (HONG KONG) | |
21/07/2010 |
-
ALFORT INTERNATIONAL LIMITED
|
| SFC (HONG KONG) | |
29/03/2006 |
|
| SFC (HONG KONG) | |
20/05/2009 |
-
PACIFIC WEALTH GLOBAL LTD
|
| SFC (HONG KONG) | |
29/03/2006 |
-
SAFECOE HOLDINGS INTERNATIONAL LTD.
|
| SFC (HONG KONG) | |
05/07/2006 |
-
SWISSCASH
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WWW.SWISSCASH.BIZ
|
| SFC (HONG KONG) | |
20/08/2008 |
-
WORTHINGTON FINANCIAL GROUP
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WWW.WORFINGRP.COM
|
| SFC (HONG KONG) | |
Consultation criteria: By type unauthorised entities.