As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 838 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/05/2002
  • FIELDING CLIFFORD
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
24/05/2002
  • ALLIED INTERNATIONAL INVESTMENT LIMITED
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO) 
28/06/2006
  • ALBERICH GERHARD SECURITIES WORLDWIDE (AKA A G SECURITIES)
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 
24/05/2002
  • MERCANTILEBANC INC.
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
12/05/2003
  • HOFFMAN PHILIPS, SL
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
26/04/2006
  • ANGLO SWISS CONSULTING
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
27/07/2011
  • PEAK POWER DIRECT
  • WWW.PEAKPOWERDIRECT.COM
A warning PDF of date 27/07/2011 (new window) FSA (REINO UNIDO) 
03/08/2011
  • BUTLER INVESTMENT MANAGERS
  • WWW.BUTLER-INVESTMENTS.COM
  • WWW.BUTLER-INVESTMENTMANAGERS.COM
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO)SIN RELACION CON LA FIRMA BUTLER INVESTMENT MANAGERS LTD AUTORIZADA POR LA FSA CON EL NUMERO 477024
03/08/2011
  • ALLENDALE FINANCIAL SERVICES LIMITED 1959
  • HTTP://ALLEN-DALE-LTD-1959.CO.UK
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
27/07/2011
  • BELGRAVE CAPITAL MANAGEMENT (BEL)
A warning PDF of date 27/07/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.