Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 6 out of 90
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
10/05/2023 |
|
| CBI (IRLANDA) | |
27/07/2016 |
-
FARNHAMS CONSULTING GROUP (USA)
|
| CBI (IRLANDA) | |
17/02/2021 |
-
FINCO GROUP/ FINCO KREDIT (CLONE)
|
| CBI (IRLANDA) | |
06/05/2020 |
-
FREMONT CAPITAL LIMITED (IRLANDA)
|
| CBI (IRLANDA) | |
18/11/2020 |
-
FIDELITY FOREX
-
FIDELITY FX
|
| CBI (IRLANDA) | |
07/06/2023 |
-
FINCLUDE VERGE (MARCA COMERCIAL DE VERGE CAPITAL LIMITED) (CLONE)
|
| CBI (IRLANDA) | ESTA EMPRESA NO AUTORIZADA, HA CLONADO LOS DATOS (RAZÓN SOCIAL, DIRECCIÓN Y NÚMEROS CRO DEL BANCO CENTRAL) DE UNA EMPRESA LEGÍTIMA LLAMADA VERGE CAPITAL LIMITED T/A FINCLUDE, QUE ESTÁ AUTORIZADA POR EL BANCO CENTRAL. CABE SEÑALAR QUE NO EXISTE RELACIÓN ALGUNA ENTRE LA EMPRESA AUTORIZADA POR EL BANCO CENTRAL Y LA ENTIDAD NO AUTORIZADA QUE HA CLONADO SUS DATOS. |
06/09/2023 |
-
FEXMON GLOBAL LTD (CLONE)
|
| CBI (IRLANDA) | ESTA ENTIDAD NO AUTORIZADA HA CLONADO LOS DATOS DE UNA EMPRESA AUTORIZADA POR EL BANCO CENTRAL. |
06/09/2023 |
|
| CBI (IRLANDA) | |
18/11/2020 |
|
| CBI (IRLANDA) | |
10/02/2021 |
|
| CBI (IRLANDA) | |
Consultation criteria: By type unauthorised entities, By initial F.