As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 90
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/05/2016
  • ABLE CENTURY LIMITED
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
07/10/2020
  • ABN AMRO PRIVATE BANK (CLON)
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA ABN AMRO BANK NV
12/07/2006
  • ABNAT SECURE PLC
A warning PDF of date 12/07/2006 (new window) FSC (ISLA DE MAN) 
26/02/2014
  • ABNEY ASSOCIATES
A warning PDF of date 26/02/2014 (new window) DFSA (DINAMARCA) 
05/12/2012
  • ABNEY ASSOCIATES
A warning PDF of date 05/12/2012 (new window) FSMA (BELGICA) 
16/02/2022
  • ABRA FOREX GROUP
A warning PDF of date 16/02/2022 (new window) FCA (REINO UNIDO) 
02/08/2023
  • ABRDN INVESTMENTS IRELAND LIMITED (CLONE)
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON LA ENTIDAD REGISTRADA DEL MISMO NOMBRE
22/03/2017
  • ABSA WEALTH MANAGEMENT (CLON)
A warning PDF of date 22/03/2017 (new window) FCA (REINO UNIDO) 
02/12/2020
  • ABSL FUND PLC (CLON)
A warning PDF of date 02/12/2020 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN ABSL UMBRELLA UCITS FUNDS PLC
12/02/2020
  • ABSL UMBRELLA FUND (CLON)
A warning PDF of date 12/02/2020 (new window) FCA (REINO UNIDO)NO GUARDA RELACIÓN CON ABSL UMBRELLA UCITS FUND PLC

Consultation criteria: By type unauthorised entities, By initial A.