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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 72
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/05/2012
  • AVALON CONSULTANTS LTD.
A warning PDF of date 16/05/2012 (new window) FSA (REINO UNIDO) 
07/12/2016
  • AVALON CONSULTANCY
A warning PDF of date 07/12/2016 (new window) FCA (REINO UNIDO) 
18/10/2017
  • AVALLON PATRIMOINE
A warning PDF of date 18/10/2017 (new window) FSMA (BELGICA) 
24/07/2013
  • AVACIA INVESTMENTS / AVACIA LIMITED / AVACIA SECURITIES LTD
A warning PDF of date 24/07/2013 (new window) FCA (REINO UNIDO) 
02/12/2009
  • AVA FINANCIAL LTD
A warning PDF of date 02/12/2009 (new window) CVM (BRASIL) 
04/12/2013
  • AVA CAPITAL MARKETS
A warning PDF of date 04/12/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA AVA CAPITAL MARKETS LTD
22/10/2014
  • AVA CAPITAL MANAGEMENT
A warning PDF of date 22/10/2014 (new window) FCA (REINO UNIDO) 
18/05/2022
  • AUXI MARKET
A warning PDF of date 18/05/2022 (new window) FCA (REINO UNIDO) 
11/09/2013
  • AUTORITE MONEY FOREX (AMF)
A warning PDF of date 11/09/2013 (new window) AMF (FRANCIA) 
28/03/2018
  • AUTOMATIX TOP LIMITED (CLON)
A warning PDF of date 28/03/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial A.