As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 90
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/05/2003
  • AINSLEY CONSULTING, S.L.
A warning PDF of date 21/05/2003 (new window) CBF (BELGICA)VER ADVERTENCIAS CNMV
15/12/2010
  • ALTANUS LIMITED (SWISS MONEY REPORT)
A warning PDF of date 15/12/2010 (new window) CBFA (BELGICA) 
03/02/2010
  • ALLIANCE BANK
A warning PDF of date 03/02/2010 (new window) CBFA (BELGICA) 
26/12/2019
  • ASSET RECOVERY GROUP INC
A warning PDF of date 26/12/2019 (new window) CBI (IRLANDA) 
24/05/2023
  • ARCH INVEST ICAV (CLONE)
A warning PDF of date 24/05/2023 (new window) CBI (IRLANDA)ESTA ENTIDAD NO AUTORIZADA HA CLONADO LOS DATOS DE UN FONDO DENOMINADO ARCH INVESTMENT ICAV, AUTORIZADO POR EL BANCO CENTRAL. CABE SEÑALAR QUE NO EXISTE RELACIÓN ALGUNA ENTRE ARCH INVESTMENT ICAV, AUTORIZADO POR EL BANCO CENTRAL, Y LA ENTIDAD NO AUTORIZADA QUE HA CLONADO SUS DATOS.
24/05/2023
  • AFEX EU (CLONE)
A warning PDF of date 24/05/2023 (new window) CBI (IRLANDA)LA ENTIDAD CLONÓ ALGUNOS DE LOS DATOS DE UNA EMPRESA LEGÍTIMA AUTORIZADA POR EL BANCO CENTRAL PARA ENGAÑAR A LOS CONSUMIDORES.
01/06/2016
  • ARCHIPEL FUND (CLON)
A warning PDF of date 01/06/2016 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACION
10/05/2023
  • ASIAN LOAN COMPANY LTD
A warning PDF of date 10/05/2023 (new window) CBI (IRLANDA) 
01/02/2023
  • ADVANCED SOFTWARE SOLUTIONS (OPERANDO COMO INVCENTER)
A warning PDF of date 01/02/2023 (new window) CBI (IRLANDA) 
10/11/2022
  • AROX CAPITAL
A warning PDF of date 10/11/2022 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial A.