As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 551 out of 1160
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
04/10/2023
  • JBY CAPITAL
  • HTTPS://JBYCAPITAL.COM/
A warning PDF of date 04/10/2023 (new window) AFM (PAISES BAJOS) 
24/08/2016
  • JB TRADE FINANCE (CLON)
  • WWW.JBTRADEFINANCE.COM
A warning PDF of date 24/08/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
15/02/2017
  • JAZZ LOANS
  • HTTP://WWW.JAZZONTHEHILL.CO.UK/
A warning PDF of date 15/02/2017 (new window) FCA (REINO UNIDO) 
14/09/2022
  • JAVIUS.COM
A warning PDF of date 14/09/2022 (new window) FSMA (BELGICA) 
15/01/2014
  • JARVIS COHEN ASSOCIATES
  • WWW.JARVISCOHEN.COM
A warning PDF of date 15/01/2014 (new window) FCA (REINO UNIDO) 
11/05/2005
  • JARDINE WINDSOR ASSET MANAGEMENT
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
04/03/2015
  • JANIBANK INVESTMENT LTD
  • HTTP://WWW.JUKEBUX.COM
A warning PDF of date 04/03/2015 (new window) CYSEC (CHIPRE) 
23/05/2018
  • JANA HUDIKOVA ASSET MANAGEMENT (CLON)
  • WWW.JANAHUDIKOVA.COM
A warning PDF of date 23/05/2018 (new window) FCA (REINO UNIDO) 
08/07/2020
  • JAMIE SHEPHERD / JAMIE.TRADESFX / JAMIE.FBA
A warning PDF of date 08/07/2020 (new window) FCA (REINO UNIDO)CUENTAS DE INSTAGRAM:@JAMIE.TRADESFX , @JAMIE.FBA
07/12/2005
  • JAMESON WEST ASSOCIATES
  • WWW.JAMESONWEST.COM
A warning PDF of date 07/12/2005 (new window) AMF (FRANCIA) 

Consultation criteria: By type unauthorised entities.