As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 68 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/11/2013
  • FROST CAPITAL PARTNERS
A warning PDF of date 20/11/2013 (new window) SFSA (SUECIA) 
20/11/2013
  • FIRKIN ASSET CONSULTANTS
A warning PDF of date 20/11/2013 (new window) SFSA (SUECIA) 
13/11/2013
  • FOREX EXPERTS LTD
A warning PDF of date 13/11/2013 (new window) BFSC (BULGARIA) 
09/10/2013
  • FOREX PLACE LTD
A warning PDF of date 09/10/2013 (new window) CYSEC (CHIPRE) 
18/09/2013
  • FIL INVESTMENT MANAGEMENT
A warning PDF of date 18/09/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA FIL INVESTMENT MANAGEMENT (LUXEMBOURG), SA
31/07/2013
  • FIDELITY GLOBAL RECOVERY
A warning PDF of date 31/07/2013 (new window) FCA (REINO UNIDO) 
31/07/2013
  • FUSION CAPITAL MANAGEMENT
A warning PDF of date 31/07/2013 (new window) FCA (REINO UNIDO) 
24/07/2013
  • FINANCIAL ADVISORS ONLINE
A warning PDF of date 24/07/2013 (new window) FSMA (BELGICA) 
24/07/2013
  • FIDELITY GLOBAL RECOVERY
A warning PDF of date 24/07/2013 (new window) FCA (REINO UNIDO) 
17/07/2013
  • FORTRESS
A warning PDF of date 17/07/2013 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES

Consultation criteria: By type unauthorised entities, By initial F.