As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 88 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/05/2017
  • FDS RESEARCH GROUP
A warning PDF of date 03/05/2017 (new window) SFSA (SUECIA) 
13/10/2010
  • FINANCIAL ASSET MANAGEMENT, INC.
A warning PDF of date 13/10/2010 (new window) SFSA (SUECIA) 
05/05/2010
  • FINANCIAL RESEARCH ADVISORS
A warning PDF of date 05/05/2010 (new window) SFSA (SUECIA) 
26/11/2008
  • FALON GROUP LIMITED
A warning PDF of date 26/11/2008 (new window) SFSA (SUECIA) 
12/07/2006
  • FIRST DOMINION CAPITAL CORP
A warning PDF of date 12/07/2006 (new window) SFSA (SUECIA) 
06/07/2011
  • FIN-SVETOVANJE D.O.O.
A warning PDF of date 06/07/2011 (new window) SSMA (ESLOVENIA) 
23/03/2011
  • FISS FINANCE
A warning PDF of date 23/03/2011 (new window) SSMA (ESLOVENIA) 
14/01/2009
  • FX RUN LTD.
A warning PDF of date 14/01/2009 (new window) SSMA (ESLOVENIA) 
21/04/2010
  • FIRST FREE BANK - FOREX INVESTMENT BROKERS
A warning PDF of date 21/04/2010 (new window) SSMA (ESLOVENIA) 
29/09/2010
  • FUEHRENDE INVESTITIONEN LIMITED
A warning PDF of date 29/09/2010 (new window) SSMA (ESLOVENIA) 

Consultation criteria: By type unauthorised entities, By initial F.