As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 358 out of 372
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/09/2020
  • HTTPS://WWW.SMARTINVESTMENTSEARCH.COM/
A warning PDF of date 16/09/2020 (new window) FCA (REINO UNIDO) 
11/12/2024
  • HTTPS://WWW.SMBCGROUP.IE/ (CLONE)
A warning PDF of date 11/12/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE OPERA UTILIZANDO DIRECCIONES DE CORREO ELECTRÓNICO CON LA ESTRUCTURA NOMBRE.APELLIDO@SMBCGROUP.IE HA CLONADO DATOS DE LA ENTIDAD AUTORIZADA POR BAFIN Y CON PASAPORTE PARA ACTUAR EN IRLANDA SMBC BANK EU AG (Y DE SU MARCA COMERCIAL SMBC BANK EU AG DUBLIN BRANCH), CON QUIEN NO GUARDA RELACIÓN
14/09/2022
  • HTTPS://WWW.SOCIALSWAP.IO/
A warning PDF of date 14/09/2022 (new window) FMA (AUSTRIA) 
05/05/2020
  • HTTPS://WWW.SOUTHWESTCAPITALPARTNERS.CO.UK/INDEX.HTML
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA CON EL MISMO NOMBRE
08/11/2023
  • HTTPS://WWW.SPIKELITETRADE.COM/
A warning PDF of date 08/11/2023 (new window) AFM (PAISES BAJOS) 
17/02/2021
  • HTTPS://WWW.SPORTSINDEX.ONLINE/
A warning PDF of date 17/02/2021 (new window) FCA (REINO UNIDO) 
07/06/2023
  • HTTPS://WWW.SPOTINVEST.COM/
A warning PDF of date 07/06/2023 (new window) FSMA (BELGICA) 
31/07/2019
  • HTTPS://WWW.SSBEBNQ.COM/ (CLON)
A warning PDF of date 31/07/2019 (new window) FSMA (BELGICA)LA ENTIDAD ADVERTIDA NO TIENE NADA QUE VER CON ENTIDAD DEBIDAMENTE REGISTRADA PARTNERS FINANCES
05/06/2019
  • HTTPS://WWW.SSS-SERVICES.NL/
A warning PDF of date 05/06/2019 (new window) FSMA (BELGICA) 
30/11/2022
  • HTTPS://WWW.STANFINBANK.COM/
A warning PDF of date 30/11/2022 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial H.