As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 349 out of 356
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/07/2006
  • HARRINGTON HOLDINGS, INC.
A warning PDF of date 12/07/2006 (new window) SFSA (SUECIA) 
24/03/2004
  • HARRINGTON ADVISORY SERVICES, S.L.
A warning PDF of date 24/03/2004 (new window) FSC (ISLA DE MAN)VER ADVERTENCIAS CNMV
05/12/2018
  • HARPER WEALTH MANAGEMENT
  • HTTPS://HARPERWEALTHMANAGEMENT.COM/
A warning PDF of date 05/12/2018 (new window) FCA (REINO UNIDO) 
27/02/2019
  • HARPER AND BROWN / HARPER & BROWN
A warning PDF of date 27/02/2019 (new window) FCA (REINO UNIDO) 
28/01/2015
  • HARPER & REED CONSULTANTS
A warning PDF of date 28/01/2015 (new window) FCA (REINO UNIDO) 
13/12/2006
  • HARPER & DAVIS ASSOCIATES
A warning PDF of date 13/12/2006 (new window) SFSA (SUECIA) 
14/09/2005
  • HARMON BAUER INTERNATIONAL INC.
A warning PDF of date 14/09/2005 (new window) SFSA (SUECIA) 
02/11/2022
  • HARKINS CORPORATE PARTNERS
  • HTTP://HARKINSCORPPARTNERS.COM/
  • HTTP://HARKINSCORPORATEPARTNERS.COM/
A warning PDF of date 02/11/2022 (new window) FCA (REINO UNIDO) 
14/09/2016
  • HARGREAVES LANSDOWN (CLON)
A warning PDF of date 14/09/2016 (new window) FCA (REINO UNIDO) 
09/07/2014
  • HARGREAVE HALE (CLON)
A warning PDF of date 09/07/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA HARGREAVE HALE LIMITED

Consultation criteria: By type unauthorised entities, By initial H.