As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 347 out of 356
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/07/2016
  • HTTP://5GULDEN.COM/
A warning PDF of date 20/07/2016 (new window) MNB (HUNGRIA) 
06/10/2003
  • HARRISON SECURITIES INC.
A warning PDF of date 06/10/2003 (new window) NAFM (PAISES BAJOS) 
06/03/2008
  • HOWELL SCHINE & CO
A warning PDF of date 06/03/2008 (new window) SFC (HONG KONG) 
13/01/2010
  • HTTP://WWW.TRENT-CONSULTANTS.COM
A warning PDF of date 13/01/2010 (new window) SFC (HONG KONG) 
12/12/2007
  • HTTP://EMB.IMBARK.ORG
A warning PDF of date 12/12/2007 (new window) SFC (HONG KONG) 
15/11/2006
  • HONESTY INTERNATIONAL HOLDINGS LIMITED
A warning PDF of date 15/11/2006 (new window) SFC (HONG KONG) 
25/01/2006
  • HAMILTON, GARDINER & ASSOCIATES
A warning PDF of date 25/01/2006 (new window) SFC (HONG KONG) 
16/11/2005
  • HONG KONG AND SHANGHAI SECURITIES LTD
A warning PDF of date 16/11/2005 (new window) SFC (HONG KONG) 
15/11/2006
  • HERO ELEGANT GLOBAL SERVICES LIMITED
A warning PDF of date 15/11/2006 (new window) SFC (HONG KONG) 
20/12/2006
  • HONG KONG INTERNATIONAL TRADING CORPORATION
A warning PDF of date 20/12/2006 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial H.