As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 357
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/12/2015
  • HANS BERNAUER / HB TRADING (CLON)
A warning PDF of date 02/12/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
08/02/2017
  • HANSA EQUITY SPA
A warning PDF of date 08/02/2017 (new window) CONSOB (ITALIA) 
25/10/2006
  • HANSARD SERVICES SA
A warning PDF of date 25/10/2006 (new window) FSC (ISLA DE MAN) 
08/07/2020
  • HANSEATIC FINANCIAL SERVICES (CLON)
A warning PDF of date 08/07/2020 (new window) FCA (REINO UNIDO) 
08/02/2017
  • HANSFORD / HANFORD AND ASSOCIATES
A warning PDF of date 08/02/2017 (new window) FCA (REINO UNIDO) 
03/07/2013
  • HANSON BUSINESS SERVICES LLC
A warning PDF of date 03/07/2013 (new window) FCA (REINO UNIDO) 
24/01/2007
  • HANSON GROUP INTERNATIONAL
A warning PDF of date 24/01/2007 (new window) SFSA (SUECIA) 
30/03/2022
  • HANSRAJ LIMITED
  • HTTPS://HANSRAJLIMITED.COM/
A warning PDF of date 30/03/2022 (new window) FCA (REINO UNIDO) 
09/03/2022
  • HANTEC FUNDS
A warning PDF of date 09/03/2022 (new window) FCA (REINO UNIDO) 
22/02/2023
  • HANTEC FUNDS INVESTMENT
  • HTTPS://HANTECFUNDSINVESTMENT.COM
A warning PDF of date 22/02/2023 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial H.