As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 356 out of 358
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/11/2005
  • HC CONSULTANTS SL.
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
16/11/2005
  • HONG KONG AND SHANGHAI SECURITIES LTD
A warning PDF of date 16/11/2005 (new window) SFC (HONG KONG) 
02/11/2005
  • HOJGAARD PIERSON
A warning PDF of date 02/11/2005 (new window) DFSA (DINAMARCA) 
14/09/2005
  • HARMON BAUER INTERNATIONAL INC.
A warning PDF of date 14/09/2005 (new window) SFSA (SUECIA) 
15/06/2005
  • HABIB INVESTMENT BANKING & TRADING COMPANY
A warning PDF of date 15/06/2005 (new window) FSC (ISLA DE MAN) 
08/06/2005
  • HTTP://SOCIETIALE.COM
A warning PDF of date 08/06/2005 (new window) FSC (ISLA DE MAN) 
27/04/2005
  • HTTP://SOCIETIALE.COM
A warning PDF of date 27/04/2005 (new window) FSC (ISLA DE MAN) 
13/04/2005
  • HTTP://PACIFICASSURANCETRUST.COM
A warning PDF of date 13/04/2005 (new window) FSC (ISLA DE MAN) 
13/04/2005
  • HTTP://STANDARDOFFSHOREONLINE.COM
A warning PDF of date 13/04/2005 (new window) FSC (ISLA DE MAN) 
13/04/2005
  • HTTP://GMO-ONLINE.NET
A warning PDF of date 13/04/2005 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial H.