Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 52 out of 53
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
11/03/2020 |
-
IVL LEASING LIMITED (CLON)
|
| FCA (REINO UNIDO) | NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA HANBOROUGH ENTERPRISES LIMITED QUE OPERA CON EL NOMBRE COMERCIAL IVL LEASING. LA FCA TAMBIEN ADVIERTE SOBRE LA CUENTA DE INSTAGRAM @IVLLEASINGLTD |
10/08/2005 |
|
| FSC (ISLA DE MAN) | |
29/03/2017 |
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IVORYOPTION / ARYA GROUP LTD / ARIANUS MARKETING LTD
|
| FSMA (BELGICA) | ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS. |
08/05/2019 |
|
| CONSOB (ITALIA) | |
06/03/2019 |
|
| DFSA (DINAMARCA) | EL REGULADOR ADVIERTE DEL USO FRAUDUENTO DEL NOMBRE Y AUTORIZACION DE LA SOCIEDAD REGISTRADA IWC INVESTMENT PARTNERS A/S Y SU WEB <HTTPS://WWW.IWC.DK/>. |
01/03/2023 |
|
| FCA (REINO UNIDO) | |
27/04/2022 |
|
| FCA (REINO UNIDO) | |
30/08/2023 |
|
| FSMA (BELGICA) | |
10/05/2023 |
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IXSPARKO LLC / PRO INVESTMENTS
|
| AFM (PAISES BAJOS) | |
27/03/2013 |
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IZARD QUIN DIVISION HOLDING LIMITED (SWITZERLAND)
|
| EI_CBI (IRLANDA) | |
Consultation criteria: By type unauthorised entities, By initial I.