As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 13
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/08/2004
  • JACOB STERM
A warning PDF of date 25/08/2004 (new window) FSA (REINO UNIDO) 
11/05/2005
  • JARDINE WINDSOR ASSET MANAGEMENT
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
30/11/2005
  • JEFFERSON HOLT CONSULTING
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
07/12/2005
  • JAMESON WEST ASSOCIATES
A warning PDF of date 07/12/2005 (new window) AMF (FRANCIA) 
28/12/2005
  • J. LO TRANDING CORP.
A warning PDF of date 28/12/2005 (new window) DFSA (DINAMARCA) 
26/04/2006
  • J. P. STUART AND ASSOCIATES
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
12/07/2006
  • JOHN MORRIS
A warning PDF of date 12/07/2006 (new window) FSC (ISLA DE MAN) 
09/08/2006
  • JEAN-PIERRE GALLIEN
A warning PDF of date 09/08/2006 (new window) AMF (FRANCIA) 
20/09/2006
  • JUPITER ADVISORY
A warning PDF of date 20/09/2006 (new window) EI_CBI (IRLANDA) 
11/10/2006
  • J. S. KNIGHT & CO. LTD.
A warning PDF of date 11/10/2006 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial J.