As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 13
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
06/07/2011
  • JOHNSON & STERLING CONSULTANCY SERVICES
A warning PDF of date 06/07/2011 (new window) FSA (REINO UNIDO) 
13/10/2011
  • JINGHUA INTERNATIONAL GROUP
A warning PDF of date 13/10/2011 (new window) SFSA (SUECIA) 
26/10/2011
  • JLS CAPITAL GROUP
A warning PDF of date 26/10/2011 (new window) JFSC (JERSEY) 
07/03/2012
  • JONES CAPITAL
A warning PDF of date 07/03/2012 (new window) FSA (REINO UNIDO) 
04/04/2012
  • JOHNSON MCQUADE ACQUISITIONS CORP.
A warning PDF of date 04/04/2012 (new window) SFSA (SUECIA) 
25/04/2012
  • JOHN WILLIAMS
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE AUTORIZADAS DENOMINADAS ING INVESTMENT MANAGEMENT (UK) LIMITED E ING ASSET MANAGEMENT BV
12/09/2012
  • JOHNSON MCQUADE ACQUISITIONS
A warning PDF of date 12/09/2012 (new window) FSA (REINO UNIDO) 
12/09/2012
  • JM FINANCIAL SERVICES LTD.
A warning PDF of date 12/09/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA EN LA FSA CON EL MISMO NOMBRE
03/04/2013
  • JOHN CAMPBELL
A warning PDF of date 03/04/2013 (new window) MFSA (MALTA) 
24/07/2013
  • JONES FALLS SECURITIES
A warning PDF of date 24/07/2013 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial J.