As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 18 out of 23
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/03/2012
  • KPR ASSOCIATES
A warning PDF of date 14/03/2012 (new window) SFSA (SUECIA) 
14/03/2012
  • KNOWLTON GROUP
A warning PDF of date 14/03/2012 (new window) FSA (REINO UNIDO) 
25/01/2012
  • KENT CAPITAL LTD
A warning PDF of date 25/01/2012 (new window) FSA (REINO UNIDO) 
18/01/2012
  • KAYABAS HEADQUARTERS
A warning PDF of date 18/01/2012 (new window) FMA (AUSTRIA) 
14/12/2011
  • KENNEDY ANDERSON MERGERS & ACQUISITIONS
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
13/10/2011
  • KAIMON GLOBAL
A warning PDF of date 13/10/2011 (new window) FSAN (NORUEGA) 
23/08/2011
  • KAIMON GLOBAL
A warning PDF of date 23/08/2011 (new window) SFSA (SUECIA) 
10/08/2011
  • KYODO SECURITIES
A warning PDF of date 10/08/2011 (new window) AMF (FRANCIA) 
04/05/2011
  • KAPITAL POOL 2010 CP2010 LTD.
A warning PDF of date 04/05/2011 (new window) FMA (AUSTRIA) 
16/02/2011
  • KYODO SECURITIES
A warning PDF of date 16/02/2011 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities, By initial K.