As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 36
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/03/2011
  • RAISINO HOLDINGS LTD
A warning PDF of date 16/03/2011 (new window) CYSEC (CHIPRE) 
02/03/2022
  • RAJ FOREX TRADE
A warning PDF of date 02/03/2022 (new window) FCA (REINO UNIDO) 
21/06/2023
  • RAKUTEN BANK S.A
A warning PDF of date 21/06/2023 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA, QUE USA DIRECCIONES DE CORREO ELECTRÓNICOS CON LA ESTRUCTURA NOMBRE.APELLIDO@EUROPERAKBK.COM Y NOMBRE.APELLIDO@BKRAKUTENEUROPE-ONLINE.COM , NO GUARDA RELACIÓN CON LA ENTIDAD REGISTRADA EN LUXEMBURGO RAKUTEN EUROPE BANK S.A.
30/10/2019
  • RAKUTEN GLOBAL VENTURES, INC.
A warning PDF of date 30/10/2019 (new window) FCA (REINO UNIDO) 
19/04/2017
  • RALSTON CONSULTANCY LTD
A warning PDF of date 19/04/2017 (new window) FCA (REINO UNIDO) 
30/01/2019
  • RAM SOLUTIONS GROUP
A warning PDF of date 30/01/2019 (new window) SFSA (SUECIA) 
27/11/2013
  • RAMSEY INVESTMENT PARTNERS
A warning PDF of date 27/11/2013 (new window) FSAN (NORUEGA) 
08/01/2014
  • RAMSEY INVESTMENT PARTNERS
A warning PDF of date 08/01/2014 (new window) SFSA (SUECIA) 
24/11/2010
  • RANDALL & GIBSON PARTNERSHIP COMPANY
A warning PDF of date 24/11/2010 (new window) FMA (AUSTRIA) 
29/03/2006
  • RANDSTAD SECURITIES & VAULTS
A warning PDF of date 29/03/2006 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial R.