As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

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Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/05/2007
  • TANAKA SECURITIES INC.
A warning PDF of date 09/05/2007 (new window) FSAN (NORUEGA) 
13/12/2023
  • TANGENT CAPITAL
  • TERALLIX
  • TERRAROBO
  • TOOLS4DEALS
  • TOPEU
  • TRADERUP
  • TRADESPECK
  • TRUEMARKET TRADING
  • TRUSTBIT
  • TRUSTLY (CLONE)
A warning PDF of date 13/12/2023 (new window) FSMA (BELGICA) 
17/01/2024
  • TANGENT-CAPITAL.PRO
  • TIDETECHNOLOGIESGROUP.LTD
A warning PDF of date 17/01/2024 (new window) AMF (FRANCIA) 
30/01/2019
  • TAO FENG ASSOCIATES
A warning PDF of date 30/01/2019 (new window) AFM (PAISES BAJOS) 
12/09/2007
  • TAO INVESTMENT MANAGEMENT COMPANY
A warning PDF of date 12/09/2007 (new window) SFC (HONG KONG) 
23/02/2022
  • TAREX TRADING FX
A warning PDF of date 23/02/2022 (new window) FCA (REINO UNIDO) 
18/04/2012
  • TARLIN INVESTMENT MANAGEMENT
A warning PDF of date 18/04/2012 (new window) SSMA (ESLOVENIA) 
19/06/2019
  • TASBIR SINGH
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
08/02/2012
  • TATE AND CARVER CONSULTANCY GROUP
A warning PDF of date 08/02/2012 (new window) FSA (REINO UNIDO) 
15/02/2017
  • TATSUNO INTERNATIONAL
A warning PDF of date 15/02/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS).

Consultation criteria: By type unauthorised entities, By initial T.