As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 653 out of 655
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/06/2012
  • WALKER FINANCE COMPANY
A warning PDF of date 13/06/2012 (new window) CYSEC (CHIPRE) 
13/04/2011
  • WALKER BRYAN SECURITIES
  • WWW.NIKKEI-FINANCIAL.COM
A warning PDF of date 13/04/2011 (new window) FSA (REINO UNIDO) 
10/01/2024
  • WALFA / IT GUARDIA SP Z.O.O.
A warning PDF of date 10/01/2024 (new window) FMA (AUSTRIA) 
12/12/2007
  • WALDON MCLEAN ASSOCIATES
  • WWW.WALDONMCLEAN.COM
A warning PDF of date 12/12/2007 (new window) SFSA (SUECIA) 
10/11/2016
  • WALDMANN ASSET MANAGEMENT / CARDAN LIMITED / CEDAN LIMITED / GRANDWIC LIMITED / LESTON LIMITED
  • WALLACE ASSOCIATED INC.
A warning PDF of date 10/11/2016 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS)
28/02/2007
  • WALDEN & ASSOCIATES
A warning PDF of date 28/02/2007 (new window) FMA (AUSTRIA) 
14/01/2009
  • WAKEFIELD LIBERMAN
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
03/01/2007
  • WAKEFIELD & STERN CORPORATION
  • WWW.WAKEFIELDSTERN.CH
A warning PDF of date 03/01/2007 (new window) JFSC (JERSEY) 
21/01/2015
  • WAKAMY LIBMAN AND ASSOCIATES
  • WWW.WAKAMYLIBMAN.COM
A warning PDF of date 21/01/2015 (new window) FCA (REINO UNIDO) 
28/09/2022
  • WAKAM / WAKAM ASSURANCES / WAKAM INSURANCES (CLONE)
  • WWW.WAKAM.IE (CLONE)
A warning PDF of date 28/09/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA USADO DE MANERA FRAUDULENTA EL NOMBRE Y LA DIRECCIÓN DE UNA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA

Consultation criteria: By type unauthorised entities, By initial W.