As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1137 out of 1192
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/01/2011
  • WINDCREST MANAGEMENT SOLUTION, LTD.
  • WWW.WINDCRESTMGTSOLUTION.COM
A warning PDF of date 26/01/2011 (new window) SFSA (SUECIA) 
24/10/2012
  • BLUE PRINT SECURITIES LTD, BPS
  • WWW.BLUEPRINTSECURITIES.COM
A warning PDF of date 24/10/2012 (new window) SFSA (SUECIA) 
26/01/2011
  • GUARDIAN INTERNATIONAL LTD.
  • WWW.GUARDIAN-INTER.COM
A warning PDF of date 26/01/2011 (new window) SFSA (SUECIA) 
26/01/2011
  • WESTERN GLOBAL CAPITAL MANAGEMENT
  • WWW.WESTERNGLOBALCAPMGT.COM
A warning PDF of date 26/01/2011 (new window) SFSA (SUECIA) 
26/01/2011
  • KYODO SECURITIES
  • WWW.KYODOSECURITIES.COM
A warning PDF of date 26/01/2011 (new window) SFSA (SUECIA) 
02/02/2011
  • HERSH EDELMAN
  • WWW.HERSH-EDELMAN.COM
A warning PDF of date 02/02/2011 (new window) SFSA (SUECIA) 
02/02/2011
  • BLACK ROSE FINANCIAL
  • WWW.BLACKROSEFINANCIAL.COM
A warning PDF of date 02/02/2011 (new window) SFSA (SUECIA) 
24/10/2012
  • CREDIT EFFICIENCY UNITED EKONOMISK FÖRENING
  • HTTPS://WWW.CREDIT-EU.SE
A warning PDF of date 24/10/2012 (new window) SFSA (SUECIA) 
02/02/2011
  • WHEELER ASSET GROUP
  • WWW.WHEELERASSETGROUP.COM
A warning PDF of date 02/02/2011 (new window) SFSA (SUECIA) 
20/10/2010
  • GRAHAM WALKER
  • WWW.GRAHAMWALKER.COM
A warning PDF of date 20/10/2010 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.