As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 855 out of 1194
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/04/2013
  • OTIS KPO, LLC
  • WWW.OTISKPO.COM
A warning PDF of date 30/04/2013 (new window) FCA (REINO UNIDO) 
30/04/2013
  • GLOBAL ENDOWMENT LLC
  • WWW.GLOBALENDOWMENTLLC.COM
A warning PDF of date 30/04/2013 (new window) FCA (REINO UNIDO) 
30/04/2013
  • EURO BENEFIT NETWORK
  • WWW.EUROBENEFITNETWORKS.COM
A warning PDF of date 30/04/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EURO BENEFIT NETWORKS AB
24/04/2013
  • GLOBAL FINANCIAL SERVICES
  • WWW.GFSERVICES.CO.UK
A warning PDF of date 24/04/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA 3D GLOBAL FINANCIAL SERVICES LTD
24/04/2013
  • AG GROUP ADVISORS
  • WWW.AGGROUPJERSEY.COM
A warning PDF of date 24/04/2013 (new window) FCA (REINO UNIDO) 
24/04/2013
  • TAURUS FINANS AS
  • HTTP://WWW.TAURUSFINANS.NO/
A warning PDF of date 24/04/2013 (new window) FSAN (NORUEGA) 
24/04/2013
  • GUY DECLERCK, DC BVBA, DCMI-U BVBA AND ERMIS
A warning PDF of date 24/04/2013 (new window) FSMA (BELGICA) 
24/04/2013
  • CFX MARKETS
A warning PDF of date 24/04/2013 (new window) FSMA (BELGICA) 
17/04/2013
  • PRINCETON CAPITAL INVESTMENTS INC.
  • WWW.PRINCETONCAPITALINC.COM
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO) 
17/04/2013
  • KARL JOHAN FONDS ASA
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA ESTÁ UTILIZANDO LA DENOMINACIÓN Y DATOS DE CONTACTO DE UNA ENTIDAD QUE ESTUVO REGISTRADA EN SU MOMENTO PERO QUE ACTUALMENTE NO ESTÁ OPERATIVA

Consultation criteria: By type unauthorised entities.