As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1179 out of 1191
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/06/2020
  • ABCONSEILS-PATRIMOINE.COM
A warning PDF of date 24/06/2020 (new window) FSMA (BELGICA) 
15/09/2021
  • ABC INVESTING, INC
  • HTTPS://ABC-INVESTING.COM
A warning PDF of date 15/09/2021 (new window) FMA (AUSTRIA) 
10/08/2022
  • ABC GROUP LTD
  • HTTPS://ABCFX.GROUP/
A warning PDF of date 10/08/2022 (new window) CMVM (PORTUGAL) 
23/02/2011
  • ABC FINANCE
A warning PDF of date 23/02/2011 (new window) FSA (REINO UNIDO) 
16/03/2011
  • ABBOTTS INVESTMENT GROUP
  • WWW.ABBOTTSINVESTMENTGROUP.COM
A warning PDF of date 16/03/2011 (new window) FSA (REINO UNIDO) 
23/02/2022
  • ABBEY WEALTH (CLONE)
  • WWW.ABBEYWEALTH.EU (CLONE)
A warning PDF of date 23/02/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS Y DE DENOMINACIÓN AFS WEALTH MANAGEMENT & INSURANCE ADVISERS LIMITED Y AWM WEALTH ADVISERS LIMITED
16/08/2006
  • ABBEY HOUSE ACQUISITIONS
  • WWW.ABBEYHOUSEACQUISITIONS.COM
A warning PDF of date 16/08/2006 (new window) SFC (HONG KONG) 
04/05/2011
  • ABBERLEY CAPITAL
  • WWW.ABBERLEYCAPITAL.COM
A warning PDF of date 04/05/2011 (new window) FSA (REINO UNIDO) 
05/02/2020
  • ABAKUS GROUP S.A.
  • WWW.ABAKUS-GROUP-SA.COM
A warning PDF of date 05/02/2020 (new window) CSSF (LUXEMBURGO) 
28/10/2009
  • ABACUS MARKETING SERVICES
  • WWW.ABACUSMARKETINGSERVICES.COM
A warning PDF of date 28/10/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities.