As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 556 out of 1195
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/01/2019
  • TRI-SUN MANAGEMENT
  • HTTP://TRISUNMANAGEMENT.COM
A warning PDF of date 16/01/2019 (new window) SFSA (SUECIA) 
16/01/2019
  • LAUDER CORPORATE PARTNERS
  • WWW.LAUDERCORPORATE.COM
A warning PDF of date 16/01/2019 (new window) FCA (REINO UNIDO) 
16/01/2019
  • RAVENSTONE CORPORATE PARTNERS
  • WWW.RAVENSTONEPARTNERS.COM
A warning PDF of date 16/01/2019 (new window) FCA (REINO UNIDO) 
16/01/2019
  • TRADE CAPITAL/TRADE CAPITAL INVESTMENTS LLC (SUIZA)
  • HTTPS://TRADECAPITAL.COM/
A warning PDF of date 16/01/2019 (new window) CBI (IRLANDA) 
16/01/2019
  • ASIA ASSOCIATES
  • WWW.ASIAASSOCIATES.COM
A warning PDF of date 16/01/2019 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).
16/01/2019
  • COBALT CAPITAL INC.
  • HTTPS://COBALTCAPITALINC.COM/
A warning PDF of date 16/01/2019 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).
16/01/2019
  • INDEX FINANCIAL GROUP
  • HTTP://INDEXFINANCIALGROUP.COM
A warning PDF of date 16/01/2019 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).
16/01/2019
  • ASHCROFT COHEN STRATEGIC CAPITAL – ACSC
  • HTTPS://ACSCINC.COM
A warning PDF of date 16/01/2019 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).
16/01/2019
  • MONTERRY FINANCE
  • WWW.MONTERRY-FINANCE.COM
A warning PDF of date 16/01/2019 (new window) FMA (AUSTRIA) 
16/01/2019
  • CLARKSDALE CORPORATE PARTNERS
  • WWW.CLARKSDALECORPORATE.COM
A warning PDF of date 16/01/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.