As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 557 out of 1194
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/01/2019
  • CLARKSDALE CORPORATE PARTNERS
  • WWW.CLARKSDALECORPORATE.COM
A warning PDF of date 16/01/2019 (new window) FCA (REINO UNIDO) 
16/01/2019
  • SUN CAPITAL LIMITED
  • WWW.TRADEU2.COM
A warning PDF of date 16/01/2019 (new window) CONSOB (ITALIA) 
23/01/2019
  • PELHAM CAPITAL LTD (CLON)
  • WWW.PELHAM-CAPITALLTD.COM
  • HTTPS://PELHAMCAPITALLTD.COM
A warning PDF of date 23/01/2019 (new window) FCA (REINO UNIDO) 
23/01/2019
  • SWISS CAPITAL INVEST HOLDING LTD (OPERANDO COMO SWISS CAPITAL INVEST) (CLON)
  • WWW.SWISSCAPITALINVEST.CO.UK
A warning PDF of date 23/01/2019 (new window) FCA (REINO UNIDO) 
23/01/2019
  • FXNOBELS
  • HTTPS://WWW.FXNOBELS.IO/
A warning PDF of date 23/01/2019 (new window) MFSA (MALTA) 
23/01/2019
  • VANGUARD INVESTMENTS (CLON)
A warning PDF of date 23/01/2019 (new window) FCA (REINO UNIDO) 
30/01/2019
  • TAO FENG ASSOCIATES
  • HTTPS://TAOFENGASSOCIATES.CN.COM
A warning PDF of date 30/01/2019 (new window) AFM (PAISES BAJOS) 
30/01/2019
  • RAM SOLUTIONS GROUP
  • HTTPS://RAMSOLUTIONSGROUP.COM
A warning PDF of date 30/01/2019 (new window) SFSA (SUECIA) 
30/01/2019
  • HTTPS://LUX-INTER.COM
A warning PDF of date 30/01/2019 (new window) CSSF (LUXEMBURGO)SE ADVIERTE SOBRE UN PRODUCTO REFERIDO A FONDOS QUE NO ESTÁ REGULADO POR LA CSSF
30/01/2019
  • LIGGET KRIER INVESTMENT BROKERHOUSE
  • WWW.LIGGET-KRIER.COM
A warning PDF of date 30/01/2019 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type Non-authorized entities.