As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 560 out of 1195
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/04/2008
  • KAGOSHIMA SECURITIES FINANCE
  • WWW.KAGOFIN.NET
A warning PDF of date 16/04/2008 (new window) SFSA (SUECIA) 
23/09/2020
  • KAF TRADE LTD / K-TRADE LTD
  • WWW.KAFTRADE.COM
  • HTTPS://CLIENT.KAFTRADE.COM
A warning PDF of date 23/09/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
12/05/2003
  • K P ALLEN
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
17/05/2017
  • JW GLOBAL (CLON)
  • WWW.JWGLOBAL.CO.UK
A warning PDF of date 17/05/2017 (new window) FCA (REINO UNIDO) 
22/10/2008
  • JUVET MANAGEMENT
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
22/11/2017
  • JUSTITIA GRUPPEN AS
  • WWW.JUSTITIAGRUPPEN.NO
A warning PDF of date 22/11/2017 (new window) FSAN (NORUEGA) 
18/04/2018
  • JUPITER FUND MANAGEMENT (CLON)
A warning PDF of date 18/04/2018 (new window) FCA (REINO UNIDO) 
20/09/2006
  • JUPITER ADVISORY
A warning PDF of date 20/09/2006 (new window) EI_CBI (IRLANDA) 
23/09/2020
  • JUNO FINANCE & LEASING LTD
  • HTTPS://WWW.JUNO-CARS.COM/
A warning PDF of date 23/09/2020 (new window) FCA (REINO UNIDO) 
16/12/2020
  • JULIUS BAER GROUP / BANQUE JULIUS BAER & CIE SA (CLON)
A warning PDF of date 16/12/2020 (new window) CSSF (LUXEMBURGO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BANK JULIUS BAER EUROPE S.A.

Consultation criteria: By type unauthorised entities.