As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 816 out of 1194
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/09/2009
  • ORION FINANCIAL SERVICES LTD
A warning PDF of date 16/09/2009 (new window) CYSEC (CHIPRE) 
30/11/2022
  • ORION GLOBAL INVESTMENT
  • HTTPS://ORIONGLOBALINVEST.LTD/
A warning PDF of date 30/11/2022 (new window) FCA (REINO UNIDO) 
23/02/2011
  • ORION INTERNATIONAL TRADING
A warning PDF of date 23/02/2011 (new window) FSA (REINO UNIDO) 
09/04/2019
  • ORION SERVICE EOOD (WISEBANC)
  • HTTPS://WISEBANC.COM
A warning PDF of date 09/04/2019 (new window) FMA (AUSTRIA) 
27/02/2019
  • ORION SERVICE EOOD / TLC CONSULTING LTD
  • HTTPS://WISEBANC.COM/IT
A warning PDF of date 27/02/2019 (new window) CONSOB (ITALIA) 
11/05/2005
  • ORION VENTURES LIMITED
A warning PDF of date 11/05/2005 (new window) SFC (HONG KONG) 
01/06/2005
  • ORION VENTURES LIMITED
A warning PDF of date 01/06/2005 (new window) SFC (HONG KONG) 
18/12/2019
  • ORION WEALTH MANAGEMENT UK (CLON)
  • ORIONWEALTH.CO.UK
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
09/08/2023
  • ORIONDA FINANCIALS LTD
  • TRADECARE365 MARKETS LTD
  • TRADECARE365.COM
  • HTTPS://CLIENTZONE.TRADECARE365.COM
  • HTTPS://WEBTRADER.TRADECARE365.COM
A warning PDF of date 09/08/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
15/06/2022
  • ORIONTERO
  • WWW.ORIONTERO.COM
A warning PDF of date 15/06/2022 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities.