As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 81
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/06/2023
  • SWISSFXBANK
A warning PDF of date 07/06/2023 (new window) FSMA (BELGICA) 
07/06/2023
  • STOCKSWIDE
A warning PDF of date 07/06/2023 (new window) FSMA (BELGICA) 
07/06/2023
  • SPOTINVEST
A warning PDF of date 07/06/2023 (new window) FSMA (BELGICA) 
07/06/2023
  • SOLIDUSX
A warning PDF of date 07/06/2023 (new window) FSMA (BELGICA) 
07/06/2023
  • SEASTOCK-24
A warning PDF of date 07/06/2023 (new window) FSMA (BELGICA) 
07/06/2023
  • SALLIX CAPITAL
A warning PDF of date 07/06/2023 (new window) FSMA (BELGICA) 
07/06/2023
  • STERLINGEQUITYHOLDINGS.COM
A warning PDF of date 07/06/2023 (new window) FCA (REINO UNIDO) 
17/05/2023
  • SB FINANCE
A warning PDF of date 17/05/2023 (new window) CSSF (LUXEMBURGO) 
10/05/2023
  • SALLIX CAPITAL
A warning PDF of date 10/05/2023 (new window) AFM (PAISES BAJOS (HOLANDA)) 
10/05/2023
  • SOCIETÉ GÉNÉRALE LUXEMBOURG (CLONE)
A warning PDF of date 10/05/2023 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE Y LA DIRECCIÓN DE LA ENTIDAD DE CRÉDITO LUXEMBURGUESA SOCIÉTÉ GÉNÉRALE LUXEMBOURG ENVIANDO CORREOS ELECTRÓNICOS CON EL FORMATO DE DIRECCIÓN FIRSTNAME.NAME@SGBLX.COM.LA CSSF DESEA PRECISAR QUE LA ENTIDAD DE CRÉDITO SOCIÉTÉ GÉNÉRALE LUXEMBOURG, DEBIDAMENTE AUTORIZADA, NO GUARDA RELACIÓN ALGUNA CON LOS HECHOS A LOS QUE SE REFIERE LA PRESENTE ADVERTENCIA.

Consultation criteria: By type unauthorised entities, By initial S.