As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 593 out of 613
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/05/2018
  • WHITMAN LAW GROUP
  • WWW.WHITMANLG.COM
A warning PDF of date 16/05/2018 (new window) FCA (REINO UNIDO) 
17/08/2022
  • WHITEWELL CAPITAL MANAGEMENT INC
A warning PDF of date 17/08/2022 (new window) FCA (REINO UNIDO) 
15/02/2012
  • WHITESTONE FINANCIAL PLANNING/WS FINANCIAL PLANNING
  • WWW.WSFINANCIALPLANNING.COM
A warning PDF of date 15/02/2012 (new window) FSA (REINO UNIDO) 
10/11/2010
  • WHITESTONE FINANCIAL PLANNING AG
  • WWW.WSFINANCIALPLANNING.COM
A warning PDF of date 10/11/2010 (new window) SFSA (SUECIA) 
09/05/2018
  • WHITESTONE FINANCE LTD (CLON)
  • WWW.WHITESTONEFINANCELTD.CO.UK
A warning PDF of date 09/05/2018 (new window) FCA (REINO UNIDO) 
11/03/2015
  • WHITE-MILLER ASSOCIATES
A warning PDF of date 11/03/2015 (new window) FSMA (BELGICA) 
11/12/2019
  • WHITEHORSE BONDS (OPERANDO COMO PRIME GUARD LIMITED)
  • WWW.WHITEHORSEBONDS.COM
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
24/02/2016
  • WHITEHALL CAPITAL GROUP
A warning PDF of date 24/02/2016 (new window) SFSA (SUECIA) 
08/08/2012
  • WHITEGATE PARTNERS
  • WWW.WHITEGATE-PARTNERS.COM
A warning PDF of date 08/08/2012 (new window) FMA (AUSTRIA) 
24/07/2013
  • WHITE PLAINS INTERNATIONAL SECURITIES
  • WWW.WHITEPLAINSINTL.COM
A warning PDF of date 24/07/2013 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial W.