As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 546 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
06/03/2008
  • HOWELL SCHINE & CO
  • WWW.HOWELLSCHINE.COM
A warning PDF of date 06/03/2008 (new window) SFC (HONG KONG) 
14/12/2017
  • HOWLAND LAW FIRM / HOWLAND LAW LLP
  • WWW.HOWLANDLAW.COM
A warning PDF of date 14/12/2017 (new window) FCA (REINO UNIDO) 
02/03/2011
  • HOXTON ASSOCIATES
  • WWW.HOXTON-ASSOCIATES.COM
A warning PDF of date 02/03/2011 (new window) FSA (REINO UNIDO) 
10/12/2014
  • HOYA PARTNERS
  • WWW.HOYA-JP.COM
A warning PDF of date 10/12/2014 (new window) FCA (REINO UNIDO) 
05/07/2023
  • HPINVEST FINANCE
  • HPINVESTFINANCE.COM
A warning PDF of date 05/07/2023 (new window) FSMA (BELGICA) 
28/03/2007
  • HPR COMMODITIES (HPR)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 
15/11/2023
  • HSBC BANK PLC (CLONE)
A warning PDF of date 15/11/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE (ENTRE OTRAS) LAS DIRECCIONES DE CORREO ELECTRÓNICO ADMIN@HSBC-BONDS.COM YINFO@HSBC-GSB.COM , NO GUARDA RELACIÓN CON LA FIRMA AUTORIZADA POR EL CBI HSBC CONTINENTAL EUROPE, IRELAND.
11/03/2009
  • HSBC DUBAI TRADE LTD
A warning PDF of date 11/03/2009 (new window) FMA (AUSTRIA) 
31/03/2020
  • HSBC GLOBAL BANKING AND MARKETS (CLON)
A warning PDF of date 31/03/2020 (new window) FCA (REINO UNIDO) 
14/04/2020
  • HSBC INVEST DIRECT / HSBC INVESTDIRECT (CLON)
A warning PDF of date 14/04/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA HSBC PRIVATE BANK (UK) LIMITED

Consultation criteria: By type unauthorised entities.