As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 90
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/10/2023
  • ALPHASCRYPTO
A warning PDF of date 25/10/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
18/10/2023
  • AXA INVESTMENT MANAGERS IRELAND LIMITED (CLONE)
A warning PDF of date 18/10/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE LAS DIRECCIONES DE CORREO ELECTRÓNICO COMPLIANCE@AXDUBIRELAND.COM ; INFO@AXDUBIRELAND.COM; ACCOUNTS@AXAIM-IRELAND.COM; INFO@AXAIM-IRELAND.COM; JARED-COOK@AXAIM-IRELAND.COM; ACCOUNTS@AXDUBIRELAND.COM; Y ACCOUNTS@AXAIMIRELAND.COM , HA USADO DE MANERA FRAUDULENTA DATOS COMO EL NOMBRE, DIRECCIÓN, LOGO Y NÚMERO DE REGISTRO, DE LA FIRMA AUTORIZADA POR EL CBI DEL MISMO NOMBRE AXA INVESTMENT MANAGERS IRELAND LIMITED, CON QUIEN NO GUARDA NINGUNA CONEXIÓN
18/10/2023
  • AUX BASE STREAM / AUXBASE STREAM
A warning PDF of date 18/10/2023 (new window) FCA (REINO UNIDO) 
18/10/2023
  • ALTHOS INVEST SA
A warning PDF of date 18/10/2023 (new window) CSSF (LUXEMBURGO) 
11/10/2023
  • ALPHASCRYPTO
A warning PDF of date 11/10/2023 (new window) FMA (AUSTRIA) 
11/10/2023
  • AMADEUS MARKETS
A warning PDF of date 11/10/2023 (new window) FMA (AUSTRIA) 
11/10/2023
  • APPEX FINANCE / KWIKFLOW GROUP LLC
A warning PDF of date 11/10/2023 (new window) FMA (AUSTRIA) 
11/10/2023
  • ALFAMARKETS
A warning PDF of date 11/10/2023 (new window) AFM (PAISES BAJOS) 
11/10/2023
  • AIONTRADER
A warning PDF of date 11/10/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
11/10/2023
  • AFEXEU
A warning PDF of date 11/10/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial A.